Administrative Orders and Settlements
Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved. Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing. The documents posted on this Web site are not official copies. If an official copy is needed, please contact the agency. For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.
Read more about the department's enforcement of laws under its jurisdiction.
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Recent Administrative Orders
and Settlements |
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Resilient Partners, LLC - November 16
Garcia, Carlos M., III
Cuppy's Coffee & More, Inc. - November 10
L & L International Holdings, Inc. - November 9
f/k/a L & L Financial Holdings, Inc.
Braun, Shlome - November 5
Civic Mortgage Group, Inc. - November 3
Newtown Mortgage Corporation - November 3
Worldwide Financial - November 2
Resources, Inc.
Access Mortgage Corporation - October 29
d/b/a Keystone Bankers Mortgage Company
America's Lending Solutions, Ltd. - October 28
d/b/a Connecticut Lending Solutions, LLC
The McCue Mortgage Company - October 28
National Financial Systems, Inc. - October 28
Set 2 Go Loans, Inc. - October 28
Taylor, Bean & Whitaker - October 27
Mortgage Corp.
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Search for Orders and Settlements
You may search for particular administrative orders and settlements posted on the Internet, archived to 1998.
Lists of agency actions and settlements
Consumer Credit
Concerning: check cashers, collection agencies, debt adjusters, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders
Financial Institutions
Concerning: banks, bank officers and directors, credit unions
Securities and Business Investments
Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents
